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Writer's pictureCrypto Rick

Will the Real Regulator Please Stand up? SEC vs CFTC


The U.S. Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) are two regulatory agencies that have taken different positions on cryptocurrencies, and will ultimately have oversight of the new digital world in the United States.


The SEC has taken a more aggressive and conservative approach to cryptocurrencies, treating many of them as securities subject to federal securities laws.


The SEC has argued that initial coin offerings (ICOs) are securities offerings and that many cryptocurrencies are also securities. The agency has taken enforcement action against several ICOs that it claims were fraudulent or violated securities laws, most importantly a current lawsuit against Ripple’s $XRP.


The SEC has also denied several applications for bitcoin exchange-traded funds (ETFs) due to concerns about market manipulation and other issues. The SEC has also not been helpful or transparent with companies trying to register.


On the other hand, the CFTC has taken a more permissive approach to cryptocurrencies. The agency has classified bitcoin and other cryptocurrencies as commodities, subject to regulation under the Commodity Exchange Act.


The CFTC has allowed bitcoin futures contracts to trade on regulated futures exchanges, and it has taken enforcement action against several individuals and companies engaged in fraudulent activities involving cryptocurrencies.

However, the CFTC has generally been more supportive of the development of cryptocurrencies and has not taken as many enforcement actions as the SEC.


One key difference between the SEC and the CFTC's approaches to cryptocurrencies is the legal framework that they use to regulate them. The SEC regulates securities under the Securities Act of 1933 and the Securities Exchange Act of 1934, while the CFTC regulates commodities under the Commodity Exchange Act.

This has led to some confusion and uncertainty regarding how cryptocurrencies should be regulated, with some arguing that they should be regulated as both securities and commodities.


These differences reflect the challenges of regulating a new and rapidly-evolving technology, and the need for regulatory agencies to strike a balance between protecting investors and fostering innovation in the marketplace.


In the future, it will be up to the branches of government to essentially approve the regulations that the SEC and the CFTC present.

Until then, the crypto markets continue to be somewhat volatile.


Many, including Representatives in the House and Senate, are calling for a fair regulatory system be set forth, as the United States is quickly falling behind the regulation structures that other countries are enacting.


One thing is true. Regulation is coming, and it's going to be a volatile market, until clear and concise laws are passed.

Stay tuned!


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